Resources

BestX continually evaluates the regulatory landscape to verify how it’s functionality can assist clients to meet the legal requirements for Best Execution

  • Best Execution

    Best execution in the UK is governed by the Conduct of Business Sourcebook as well FCA Principle 3 (risk management systems and controls) and Principle 6 (treating customers fairly).

  • MiFID II

    The Markets in Financial Instruments Directive II (“MiFID II”) and the Markets in Financial Instruments Regulation (“MiFIR”) seek to provide an EU-wide regulatory framework for the operation of financial markets.

  • PRIIPs

    The PRIIPs Regulation will be directly applicable within the European Union (EU) from 1 January 2018 and will not require transposition by domestic United Kingdom (UK) legislation.

  • Asset Management

    The FCA Asset Management Market Study Final Report (MS 15/23) proposes an overall package of remedies to make competition work better, and protect those least able to actively engage with their asset manager.

  • FX Global Code of Conduct

    The release of the final Global Code of Conduct (“Code”) on 25 May 2017 is a watershed moment for the foreign exchange (FX) market.

  • Bank of England

    Reports and articles issued by the Bank of England.

  • Financial Conduct Authority (FCA)

    Reports and articles issued by the FCA.

  • Monetary Authority of Singapore

    Reports and articles issued by the Monetary Authority of Singapore.

  • Securities and Futures Commission

    Reports and articles issued by the Securities and Futures Commission.

  • MiFID/MiFIR

    Latest MiFID/MiFIR publications.