Resources
BestX continually evaluates the regulatory landscape to verify how it’s functionality can assist clients to meet the legal requirements for Best Execution
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Best Execution
Best execution in the UK is governed by the Conduct of Business Sourcebook as well FCA Principle 3 (risk management systems and controls) and Principle 6 (treating customers fairly).
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MiFID II
The Markets in Financial Instruments Directive II (“MiFID II”) and the Markets in Financial Instruments Regulation (“MiFIR”) seek to provide an EU-wide regulatory framework for the operation of financial markets.
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PRIIPs
The PRIIPs Regulation will be directly applicable within the European Union (EU) from 1 January 2018 and will not require transposition by domestic United Kingdom (UK) legislation.
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Asset Management
The FCA Asset Management Market Study Final Report (MS 15/23) proposes an overall package of remedies to make competition work better, and protect those least able to actively engage with their asset manager.
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FX Global Code of Conduct
The release of the final Global Code of Conduct (“Code”) on 25 May 2017 is a watershed moment for the foreign exchange (FX) market.
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Bank of England
Reports and articles issued by the Bank of England.
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Financial Conduct Authority (FCA)
Reports and articles issued by the FCA.
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Monetary Authority of Singapore
Reports and articles issued by the Monetary Authority of Singapore.
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Securities and Futures Commission
Reports and articles issued by the Securities and Futures Commission.
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MiFID/MiFIR
Latest MiFID/MiFIR publications.